DocEmpowered, LLC (“DE”) recognizes that our relationships with current and prospective clients are based on integrity and trust. We work hard to maintain your privacy and to preserve the private nature of our relationship with you. We place the highest value on the information you share with us. We will not sell your personal information.
We want our clients to understand what information we collect, how we use it, and how we protect your personal information.
We gather information about you so that we can:
We may collect the following types of “nonpublic personal information” about you:
We are permitted by law to disclose nonpublic personal information about you to unaffiliated third parties in certain circumstances. DE may disclose client’s nonpublic personal information: (1) to individuals and/or entities not affiliated with DE, including, but not limited to third-parties that assist in the supervision or management of your account(s) (i.e., sub-advisers, account custodian, record keeper, attorney, etc.); (2) to service providers contracted by us in order for us to perform the duties in furtherance of the client’s engagement with DE (i.e. client management systems, archiving technology vendors, cloud service providers, etc.); (3) to your authorized representative or power of attorney; (4) when we receive your prior consent; (5) in connection with a proposed or actual sale, merger, or transfer of all or a portion of our business; and (6) as otherwise permitted to do so in accordance with the parameters of applicable federal and/or state privacy regulations.
In the event that DE has a change to its client privacy policy that would allow it to disclose nonpublic personal information not covered under applicable law, DE will allow its clients the opportunity to opt-out of such disclosure.
Privacy has always been important to DE. We restrict and limit access to client information only to those who need to carry out their business functions. We safeguard client information by preventing its unauthorized access, disclosure, or use. We maintain physical, electronic, and procedural safeguards to protect your confidential personal information. Arrangements with companies or independent contractors not affiliated with DE will be subject to confidentiality agreements.
Even if we cease to provide you with financial services, our Privacy Policy will continue to apply to you, and we will continue to treat your nonpublic personal information with strict confidentiality. We maintain all records regarding all former clients for the retention period required by law.
We use Google Analytics to collect and measure website visitor engagement on this website. Google collects information such as the number of pages visited and ip address to help us understand user behavior. Google provides a browser plugin to opt-out of Google Analytics: https://tools.google.com/dlpage/gaoptout
For more information: https://support.google.com/analytics/answer/7318509?hl=en
Clients are encouraged to discuss any questions regarding privacy policies and procedures directly with Stanley Liu, Chief Compliance Officer of DE.